2013 Event Individuals from the Imperial Petroleum company in Indianapolis, Indiana, face charges for the largest tax and securities fraud scheme in Indiana history 2013 Event According to a report released by the U.S. Treasury Department, in June 2012 Japan surpassed China as the leading foreign holder of U.S. Treasury securities 2012 Event The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission together complete rules to limit which firms are required to register with either or both agencies as 'swap dealers' 2010 Event Japan's Securities and Exchange Surveillance Commission and the Tokyo Stock Exchange conduct an insider trading investigation of Japanese companies 1950 Event 11 men rob Brink's office in Boston of $1.2M cash and $1.5M securities 1934 Event Securities and Exchange Commission established 1934 Birthday Brian Peppiatt, joint CEO, SG Warburg Securities 1933 Event Federal Securities Act signed 1873 Event Black Friday: Jay Cooke and Co fails, causing a securities panic
